Financial Advising
It is also essential to think about what you would like to achieve from your investment.
What investments best suit your needs?
What are your Risks?
Guardian Royal Financial Services
Australian Financial Services
License No. 294227
ABN 66 112 433 262
Services - Personal
Budget Planning - Property Trust - Personal Wealth Creation - Improved Debt Management
- Direct Investments - Self Managed (DIY)
Superannuation - Gearing Strategies - Risk Management - Retirement Planning - Managed Business Investments - Insurance - Portfolio Management - Managed Funds - Equities
Full Financial PlanIncluding: Current financial position, Investment recommendations, Implementation, On going reviews and monitoring.Normally $3000 including GST. |
| Personal Advice Model | |||
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1.1 |
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Financial Services Guide Part A & Privacy Policy
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1.2 |
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Disclosure Acknowledgement
Version 20100201 (0.2 mb) (Client to sign & send back GRFS) |
Revised 01-02-10 |
| General Advice Model | |||
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2.1 |
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Financial Services Guide Part A & Privacy Policy |
25-02-09 |
2.2 |
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Disclosure Acknowledgement
Version 20090223 (0.5 mb) (Client to sign & send back GRFS) |
25-02-09 |
| Other Forms | |||
3.1a |
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Financial Services Guide Part B - Darryl Leahey
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3.1b |
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Financial Services Guide Part B - Angela Keys
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3.1c |
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Financial Services Guide Part B -
Tony Campbell |
13-07-09 |
3.2 |
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Identification 100 points - What you need (0.1 mb) |
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| CDQ - Client Data Questionnaire | |||
4.1a |
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Financial Health Check (0.3 mb) |
28-05-09 |
4.1b |
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Financial Health Check WA offices (0.6 mb) |
21-10-09 |
4.2 |
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Client Snapshot (0.3 mb) (Client to sign & send back GRFS) |
21-10-09 |
4.3 |
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File Note Memorandum (0.1 mb) |
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4.4 |
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Limited Advice Questionnaire (0.4 mb) (Client to sign & send back GRFS) |
09-04-09 |
4.5 |
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Comprehensive Client Questionnaire (0.1 mb) (Client to sign & send back GRFS) |
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4.6 |
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Service Agreement (0.1 mb) (Client to sign & send back GRFS) |
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4.7 |
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Retirement Worksheet - Example (0.2 mb) |
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4.8 |
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Retirement Worksheet - Form (0.2 mb) |
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4.9 |
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Client Authorisation for Additional Information from
other Institutions or Advisers (0.2 mb) (Client to sign & send back GRFS) |
05-03-09 |
4.10 |
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Working Paper Strategies & Products Considered in Initial Meeting (0.1 mb) |
11-03-09 |
4.11 |
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Transfer of Servicing Rights (0.1 mb) |
05-03-09 |
4.12 |
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The Most Common Investment Mistakes (0.2 mb) |
21-10-09 |
4.13 |
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Budget And Savings Worksheet (0.2 mb) |
21-10-09 |
4.14 |
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Goal Calculator (0.1 mb) |
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| Miscellaneous | |||
5.1 |
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Statement of Advice Presentation (4.6 mb) |
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27-10-09